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Audit Checklist for SOC 2

Reciprocity

If your company is a service organization and your customers trust you with their data, you may need to pass a SOC 2 (System and Organization Controls 2) audit. Compliance and certification are the goals of a SOC 2 audit. The SOC 2 compliance audit gives them that assurance. Develop a SOC 2 Audit Framework. What is SOC 2?

Audit 52
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ISO 27001 Certification Requirements & Standards

Reciprocity

If using an ISO audit software tool to achieve ISO certification is on your compliance roadmap, here’s a quick primer to get you up to speed and jumpstart your ISO compliance efforts. The 27001 standard provides requirements for businesses to implement and operate an Information Security Management System, or ISMS.

Audit 52
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The Most Overlooked Security Issues Facing the Financial Services

Solutions Review

Two-thirds say securing backups and storage was addressed in recent external audits. The NIST Special Publication 800-209; Security Guidelines for Storage Infrastructure (co-authored by Continuity) is an excellent resource for those looking to develop their storage infrastructure knowledge. What level of auditing do we expect?

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Preparation Continues for the Digital Operational Resilience Act

Fusion Risk Management

The old way of managing risk and resilience programs is no longer effective or efficient, and regulators have taken note. Increasingly, financial services supervisory authorities are seeking to ensure that the third parties that are supporting a firm’s important business services meet all resilience requirements. Risk Management.

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5 Steps To Developing A Corporate Compliance Program

Reciprocity

Although corporate compliance can feel overwhelming at first, corporate compliance programs offer a sound foundation for business strategy and risk management. Effective compliance requires the support of senior management. Set up a mechanism for monitoring and auditing. What Is the Purpose of a Corporate Compliance Program?

Audit 52
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The Digital Operational Resilience Act is Finalized – Now is the Time to Act

Fusion Risk Management

The regulation is intended to make compliance obligations less confusing and provide greater security for consumers by creating unified standards for third-party risk monitoring, performance, and auditing. . The DORA is landmark legislation that is the first of its kind that focuses on how regulated entities manage their ICT risk.