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The Importance of Building a Culture of Trust and Compliance

Fusion Risk Management

Defense costs in connection with an SEC investigation can exceed $1 million in order to defend individuals, directors, and officers – and indemnification insurance may not always cover the cost. Circling back to third-party risks, fines for violating sanctions can range from $90,000-$1.5

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The Digital Operational Resilience Act is Finalized – Now is the Time to Act

Fusion Risk Management

If you are a risk and resilience leader at a TSP, below are three tips on how you can get started using your North Star for resilience to help your organization get ready for the new requirements. . Start with a risk assessment to determine how or if the DORA will affect your business as a covered financial entity or TSP .