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Audit Checklist for SOC 2

Reciprocity

If your company is a service organization and your customers trust you with their data, you may need to pass a SOC 2 (System and Organization Controls 2) audit. Compliance and certification are the goals of a SOC 2 audit. The SOC 2 compliance audit gives them that assurance. Develop a SOC 2 Audit Framework. What is SOC 2?

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What is the Three Lines of Defense Approach to Risk Management?

LogisManager

This includes business units, departments, and individuals directly responsible for managing and executing processes and activities that generate risk. They are the ones who “own” the risk and are responsible for taking actions to mitigate it. This includes risk management, compliance, and internal control departments.

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How Banks Can Prepare for the FDIC’s Proposed Standards

LogisManager

Download Now Adopt the Three Lines of Defense In addition to the tactical changes that banks will need to make regarding the frequency of compliance activities, the adoption of the 3 Lines of Defense of Risk Management may also serve as an adjustment that is needed.

Banking 98
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What is the Three Lines of Defense Approach to Risk Management?

LogisManager

This includes business units, departments, and individuals directly responsible for managing and executing processes and activities that generate risk. They are the ones who “own” the risk and are responsible for taking actions to mitigate it. This includes risk management, compliance, and internal control departments.

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How Telcos Can Ready Their IT Infrastructures for Telco (Services) Act Compliance

Pure Storage

These requirements can be summarized into the following key areas: Risk management and mitigation: Telcos must identify and assess risks to their networks and services. Once they identify risks, telcos are expected to implement measures to mitigate these risks effectively.

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The Most Overlooked Security Issues Facing the Financial Services

Solutions Review

…to analysts like Gartner … “ Harden the components of enterprise backup and recovery infrastructure against attacks by routinely examining backup application, storage and network access and comparing this against expected or baseline activity.” …to Two-thirds say securing backups and storage was addressed in recent external audits.

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ISO 27001 Certification Requirements & Standards

Reciprocity

If using an ISO audit software tool to achieve ISO certification is on your compliance roadmap, here’s a quick primer to get you up to speed and jumpstart your ISO compliance efforts. The ISMS provides tools for management to make decisions, exercise control, and audit the effectiveness of InfoSec efforts within the company.

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